Carl David Peffer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] CASS oversight function (7 Nov 2023 to 29 Nov 2023)
    • SMF18 Other Overall Responsibility (11 Oct 2019 to 31 Oct 2021)
    • [FCA CF] Significant management (11 Jan 2019 to 14 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (23 Feb 2017 to 14 Oct 2019)
    • CF10a CASS Oversight function (25 Jan 2016 to 6 Mar 2016)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF10a CASS Oversight function (3 Dec 2012 to 27 Apr 2015)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF10a CASS Oversight function (3 Dec 2012 to 27 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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