Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 6 May 2022)
    • [FCA CF] Client dealing (since 6 May 2022)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 6 May 2022)
    • [FCA CF] Functions requiring qualifications (since 6 May 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF22 Investment Adviser (Trainee) (31 May 2006 to 8 Jul 2007)
    • CF21 Investment Adviser (17 May 2006 to 30 May 2006)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (12 May 2006 to 12 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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