Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citibank, N.A.
FRN 124704
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 6 May 2022)
- [FCA CF] Client dealing (since 6 May 2022)
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Citibank Europe plc
FRN 211646
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Client dealing (since 6 May 2022)
- [FCA CF] Functions requiring qualifications (since 6 May 2022)
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- CF22 Investment Adviser (Trainee) (31 May 2006 to 8 Jul 2007)
- CF21 Investment Adviser (17 May 2006 to 30 May 2006)
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- CF21 Investment Adviser (12 May 2006 to 12 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.