Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Caroline Sophie Eide

  IRN CSE01014

  • CF30 Customer (1 Apr 2010 to 14 Jun 2011)
• Caroline Waddington

  IRN CXO01322

  • [FCA CF] Material risk taker (19 Nov 2021 to 1 Nov 2022)
  • SMF2 Chief Finance (1 Oct 2019 to 1 Jan 2020)
• Caron Hughes

  IRN CXH25868

  • [FCA CF] Material risk taker (28 Jul 2021 to 19 Nov 2021)
  • SMF2 Chief Finance (12 May 2020 to 19 Nov 2021)
• Carrie Justine Brett

  IRN CJB01184

  • CF30 Customer (16 Apr 2014 to 6 Mar 2016)
• Catherine Lucy O'Neill

  IRN CLO00006

  • CF30 Customer (4 Sep 2009 to 26 Feb 2010)
• Chandos Alaric Graham Gore-Langton

  IRN CAG01037

  • CF21 Investment Adviser (30 Mar 2006 to 30 Mar 2007)
• Charles Brookes

  IRN CJB01353

  • [FCA CF] Manager of certification employee (1 Jan 2022 to 31 Jul 2025)
  • [FCA CF] Client dealing (4 May 2018 to 31 Jul 2025)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2025)
  • CF30 Customer (24 Nov 2010 to 6 Mar 2016)
• Charles Denis Astley Sanford

  IRN CDS01087

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (10 Jul 2007 to 31 Oct 2007)
• Charles Huntington

  IRN JCH01132

  • CF30 Customer (28 Sep 2015 to 6 Mar 2016)
• Charles Piers Egerton-Warburton

  IRN CPE01007

  • CF29 Significant management (1 Nov 2007 to 20 May 2011)
  • CF30 Customer (1 Nov 2007 to 20 May 2011)
  • CF16 Significant Mgt (Desgntd Investment Business) (18 Oct 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)

No changes recorded yet.