Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Charles Richard Gray

  IRN CRG01024

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Charlotte Bobroff

  IRN CRB01147

  • CF30 Customer (30 Jan 2009 to 3 Jan 2013)
• Chris Coumanidis

  IRN CXC00126

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 May 2019)
• Christian Berchem

  IRN CWB01028

  • Responsibility for MCD Intermediation (15 Aug 2017 to 26 Jun 2023)
  • SMF1 Chief Executive (15 Aug 2017 to 26 Jun 2023)
  • [PRA CF] Managing a material risk taker (7 Jun 2017 to 2 Dec 2023)
  • [FCA CF] Material risk taker (7 Jun 2017 to 2 Dec 2023)
  • [PRA CF] Significant risk taker or Material risk taker (7 Jun 2017 to 2 Dec 2023)
• Christian John Robinson

  IRN CJR01078

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Christianus Johannes Le Blanc

  IRN CJL01169

  • SMF18 Other Overall Responsibility (7 Mar 2016 to 2 Feb 2017)
  • CF29 Significant management (26 Aug 2015 to 6 Mar 2016)
  • CF30 Customer (11 Aug 2011 to 10 Feb 2012)
• Christopher Donald Carpmael

  IRN CDC01032

  • CF28 Systems and controls (16 Feb 2012 to 31 Dec 2013)
• Christopher Grove

  IRN CXG01413

  • CF30 Customer (29 Jan 2008 to 15 Oct 2014)
• Christopher James Dale

  IRN CJD01117

  • CF11 Money Laundering Reporting (7 Feb 2003 to 16 Feb 2004)
  • CF10 Compliance Oversight (20 Nov 2002 to 16 Feb 2004)
• Christopher James Kelly

  IRN CJK01061

  • CF30 Customer (1 Nov 2007 to 19 Oct 2009)
  • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 15 May 2007)

No changes recorded yet.