Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 2 Feb 2017)
- CF29 Significant management (26 Aug 2015 to 6 Mar 2016)
- CF30 Customer (11 Aug 2011 to 10 Feb 2012)
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- CF29 Significant management (26 Aug 2015 to 6 Mar 2016)
- CF30 Customer (18 May 2015 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2006)
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- CF30 Customer (15 Jul 2013 to 24 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.