Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Christopher Leslie Pottle

  IRN CLP01029

  • CF30 Customer (22 Sep 2010 to 6 Mar 2016)
• Christopher Ossowski

  IRN CXO01148

  • CF30 Customer (24 Nov 2008 to 27 Apr 2010)
• Christopher William Fisher

  IRN CWF00020

  • CF30 Customer (20 Sep 2010 to 15 Jun 2012)
• Christopher Wood

  IRN CXW01207

  • [FCA CF] Functions requiring qualifications (30 Jul 2021 to 1 May 2025)
  • [FCA CF] Material risk taker (19 Dec 2018 to 3 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (19 Dec 2018 to 3 Feb 2025)
  • SMF18 Other Overall Responsibility (19 Dec 2018 to 23 Apr 2025)
  • [PRA CF] Managing a material risk taker (19 Dec 2018 to 3 Feb 2025)
  • CF30 Customer (6 Jun 2014 to 6 Mar 2016)
• Chrysanthi Vakla

  IRN CXV01089

  • CF30 Customer (2 Sep 2015 to 6 Mar 2016)
• Claire O' Neil

  IRN CXO01118

  • CF30 Customer (1 Nov 2007 to 23 May 2010)
  • CF22 Investment Adviser (Trainee) (4 Oct 2006 to 31 Oct 2007)
• Clare Parsons

  IRN CXP01173

  • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
• Claudia Marie Harrison

  IRN CMH01171

  • [FCA CF] Functions requiring qualifications (22 Sep 2022 to 23 Jun 2025)
  • [FCA CF] Client dealing (22 Sep 2022 to 6 Mar 2025)
• Claudia Schurch

  IRN CXS01939

  • CF30 Customer (26 Jan 2012 to 31 Dec 2012)
• Colin Peter Hawker

  IRN CPH01037

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2001)

No changes recorded yet.