Christopher Wood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Functions requiring qualifications (30 Jul 2021 to 1 May 2025)
    • [FCA CF] Material risk taker (19 Dec 2018 to 3 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (19 Dec 2018 to 3 Feb 2025)
    • [PRA CF] Managing a material risk taker (19 Dec 2018 to 3 Feb 2025)
    • SMF18 Other Overall Responsibility (19 Dec 2018 to 23 Apr 2025)
    • CF30 Customer (6 Jun 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (19 Sep 2008 to 26 Oct 2010)
  • AMOVA ASSET MANAGEMENT UK LIMITED (no longer approved here)

    FRN 122084

    • CF30 Customer (1 Nov 2007 to 27 Jun 2008)
    • CF27 Investment Management (12 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.