Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 23 Jun 2025)
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- [FCA CF] Client dealing (22 Sep 2022 to 6 Mar 2025)
- [FCA CF] Functions requiring qualifications (22 Sep 2022 to 23 Jun 2025)
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- [FCA CF] Client dealing (1 Jul 2018 to 18 Mar 2022)
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- [FCA CF] Client dealing (19 Apr 2017 to 1 Jul 2018)
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- CF30 Customer (24 Sep 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.