Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Conrad Gulliver Montford

  IRN CGM01048

  • CF21 Investment Adviser (1 Dec 2001 to 19 May 2003)
  • CF27 Investment Management (1 Dec 2001 to 19 May 2003)
• Costas P Michaelides

  IRN CXM01215

  • CF1 Director (16 May 2012 to 6 Dec 2012)
• Craig Mathew Allen

  IRN CMA01043

  • CF30 Customer (1 Sep 2013 to 5 Jan 2016)
  • CF29 Significant management (1 Sep 2013 to 3 Aug 2015)
• Craig Peter Lewis

  IRN CPL01013

  • CF27 Investment Management (6 Feb 2002 to 8 Jul 2007)
  • CF21 Investment Adviser (6 Feb 2002 to 8 Jul 2007)
• Daisy Mary Hunter

  IRN DMC01197

  • CF30 Customer (11 Aug 2008 to 11 May 2012)
• Damien Ryan

  IRN DXR01228

  • CF30 Customer (1 Nov 2007 to 18 Sep 2009)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
• Daniel Barnes

  IRN DXB01485

  • [FCA CF] Client dealing (18 Feb 2019 to 18 Feb 2019)
  • [FCA CF] Manager of certification employee (12 Feb 2019 to 15 Dec 2023)
  • [FCA CF] Functions requiring qualifications (18 Feb 2018 to 15 Dec 2023)
• Daniel John Donaghy

  IRN DJD01202

  • CF30 Customer (5 Jul 2010 to 31 Mar 2011)
• Daniel O'Sullivan

  IRN DXO45292

  • [FCA CF] Client dealing (28 Nov 2019 to 15 Nov 2024)
  • [FCA CF] Functions requiring qualifications (28 Nov 2019 to 15 Nov 2024)
• Daniel Shannon

  IRN DXS00535

  • [FCA CF] Functions requiring qualifications (5 Oct 2021 to 13 Jan 2023)
  • [FCA CF] Client dealing (5 Oct 2021 to 13 Jan 2023)

No changes recorded yet.