Daniel Barnes

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cannizaro Wealth Management (MGM) Limited

    FRN 989627

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2025)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (15 Feb 2024 to 15 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (15 Feb 2024 to 17 Sep 2025)
    • [FCA CF] Client dealing (1 Feb 2024 to 15 Feb 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 15 Feb 2024)
  • One Financial Solutions Ltd (no longer approved here)

    FRN 607130

    • (2)Employed By (15 Feb 2024 to 15 Sep 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (18 Feb 2019 to 18 Feb 2019)
    • [FCA CF] Manager of certification employee (12 Feb 2019 to 15 Dec 2023)
    • [FCA CF] Functions requiring qualifications (18 Feb 2018 to 15 Dec 2023)
  • Tier One Capital Ltd (no longer approved here)

    FRN 583021

    • CF30 Customer (2 Jun 2015 to 5 Jan 2016)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF30 Customer (8 Jan 2014 to 13 Mar 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 May 2009)
    • CF22 Investment Adviser (Trainee) (1 Jul 2006 to 25 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.