Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Wenger

    IRN DXW01831

    • CF1 Director (5 Jul 2012 to 25 Apr 2014)
  • Danielle Laurentia Hurst

    IRN DXH01344

    • CF22 Investment Adviser (Trainee) (13 Sep 2005 to 21 Mar 2006)
  • Darpan Singh

    IRN DXS00165

    • [PRA CF] Significant risk taker or Material risk taker (26 Jun 2018 to 30 Jun 2020)
    • [FCA CF] Material risk taker (26 Jun 2018 to 30 Jun 2020)
  • Darren Campbell

    IRN DJC01249

    • [FCA CF] Client dealing (12 Apr 2017 to 11 Jan 2019)
    • CF30 Customer (26 Oct 2010 to 14 Aug 2012)
  • Darren Fox

    IRN DMF01031

    • [FCA CF] Client dealing (7 Mar 2016 to 29 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (1 Jun 2006 to 31 Oct 2007)
  • David Alain Libertalis

    IRN DXL01170

    • CF30 Customer (1 Nov 2007 to 29 Nov 2011)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • David Alexandre Freddy Jobe

    IRN DAJ01112

    • CF30 Customer (1 Apr 2010 to 18 May 2011)
  • David Anthony Brown

    IRN DAB01126

    • CF30 Customer (1 Nov 2007 to 7 Mar 2013)
    • CF21 Investment Adviser (8 Jul 2003 to 31 Oct 2007)
  • David Carrera De Manuel

    IRN DXC01798

    • CF30 Customer (29 Oct 2010 to 14 Jun 2013)
  • David Christopher Butt

    IRN DCB01060

    • CF30 Customer (1 Nov 2007 to 3 Jan 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.