Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (5 Aug 2021 to 19 Jul 2022)
    • [FCA CF] Material risk taker (5 Aug 2021 to 19 Jul 2022)
    • [FCA CF] Client dealing (28 Nov 2016 to 13 Mar 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Mar 2023)
    • CF30 Customer (5 Nov 2013 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (5 Aug 2021 to 19 Jul 2022)
    • [FCA CF] Material risk taker (5 Aug 2021 to 19 Jul 2022)
    • [FCA CF] Client dealing (28 Nov 2016 to 13 Mar 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Mar 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (29 Oct 2010 to 14 Jun 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 26 Jul 2010)
    • CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.