Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (5 Aug 2021 to 19 Jul 2022)
- [FCA CF] Material risk taker (5 Aug 2021 to 19 Jul 2022)
- [FCA CF] Client dealing (28 Nov 2016 to 13 Mar 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Mar 2023)
- CF30 Customer (5 Nov 2013 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (5 Aug 2021 to 19 Jul 2022)
- [FCA CF] Material risk taker (5 Aug 2021 to 19 Jul 2022)
- [FCA CF] Client dealing (28 Nov 2016 to 13 Mar 2023)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 13 Mar 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Mar 2023)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (29 Oct 2010 to 14 Jun 2013)
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- CF30 Customer (1 Nov 2007 to 26 Jul 2010)
- CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.