Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Jul 2024)
    • [FCA CF] Client dealing (since 30 Dec 2022)
  • NFU MUTUAL INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 121921

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (12 Apr 2017 to 11 Jan 2019)
    • CF30 Customer (26 Oct 2010 to 14 Aug 2012)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 20 Oct 2010)
    • CF26 Customer Trading (24 Sep 2007 to 31 Oct 2007)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF21 Investment Adviser (19 Mar 2002 to 21 Sep 2007)
    • CF27 Investment Management (19 Mar 2002 to 19 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.