Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• David Christopher Singer

  IRN DCS01074

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (25 May 2007 to 31 Oct 2007)
• David Ernest Morris

  IRN DXM01507

  • CF29 Significant management (17 Jan 2012 to 19 Dec 2014)
  • CF16 Significant Mgt (Desgntd Investment Business) (14 Jan 2002 to 10 Sep 2003)
  • CF20 Significant Mgt (Settlements) (14 Jan 2002 to 30 Oct 2003)
• David Fagan

  IRN DGF01042

  • [FCA CF] Functions requiring qualifications (1 Jul 2019 to 3 Jul 2023)
  • [FCA CF] Client dealing (1 Jul 2019 to 3 Jul 2023)
• David George Kinder

  IRN DGK01018

  • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2004)
• David Graham Price

  IRN DGP01088

  • CF30 Customer (4 Feb 2008 to 27 Jan 2012)
• David Green

  IRN DXG00319

  • [FCA CF] Functions requiring qualifications (12 Apr 2022 to 5 Mar 2025)
  • [FCA CF] Client dealing (2 Dec 2021 to 31 Jul 2025)
• David James Bryden

  IRN DJB01224

  • CF21 Investment Adviser (30 Mar 2006 to 31 Dec 2006)
• David James John Bowen

  IRN DJB00161

  • CF30 Customer (1 Nov 2007 to 23 Dec 2011)
  • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
• David James Tegg

  IRN DJT01214

  • CF30 Customer (30 May 2008 to 7 May 2009)
• David John Atkinson

  IRN DJA01158

  • SMF10 Chair of the Risk Committee (since 7 Mar 2024)
  • [FCA CF] Material risk taker (7 Mar 2024 to 3 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2024 to 3 Feb 2025)
  • Director of firm who is not a certification employee or a SMF manager (5 Mar 2024 to 7 Mar 2024)

No changes recorded yet.