Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• David Lawrence Wood

  IRN DXW00744

  • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 23 Jun 2025)
• David Mark Pryor-Bennett

  IRN DMP01047

  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 10 Nov 2023)
  • [FCA CF] Manager of certification employee (7 Mar 2019 to 10 Nov 2023)
  • [FCA CF] Client dealing (7 Mar 2016 to 10 Nov 2023)
  • CF30 Customer (1 Nov 2007 to 23 Jan 2009)
  • CF26 Customer Trading (29 Jun 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2007)
• David Michael John Sterland

  IRN DMS01200

  • CF30 Customer (1 Nov 2007 to 16 May 2008)
  • CF22 Investment Adviser (Trainee) (10 Apr 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (30 Mar 2006 to 10 Apr 2007)
• David Olsson

  IRN EXD01229

  • [FCA CF] Client dealing (4 May 2018 to 7 May 2020)
  • [FCA CF] Functions requiring qualifications (30 Aug 2016 to 7 May 2020)
• David Piers Dyson Marshall

  IRN DPM01077

  • CF30 Customer (14 Oct 2010 to 15 Jun 2012)
• David Ross Thompson

  IRN DRT01023

  • CF27 Investment Management (1 Dec 2001 to 12 Mar 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2004)
• David Savage

  IRN DXS01432

  • CF30 Customer (21 Jun 2010 to 31 Dec 2012)
• David Spiteri

  IRN DXS01988

  • SMF3 Executive Director (9 Mar 2023 to 16 Apr 2025)
  • SMF2 Chief Finance (30 Oct 2022 to 16 Apr 2025)
• David Stables

  IRN DXS00166

  • [FCA CF] Client dealing (4 Nov 2019 to 10 Aug 2023)
  • [FCA CF] Functions requiring qualifications (4 Nov 2019 to 10 Aug 2023)
• David Tobin

  IRN DXT71536

  • [PRA CF] Significant risk taker or Material risk taker (16 Oct 2024 to 3 Sep 2025)
  • [FCA CF] Material risk taker (16 Oct 2024 to 3 Sep 2025)

No changes recorded yet.