David Ross Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oberon Investments Limited

    FRN 124885

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 4 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2004)
    • CF27 Investment Management (1 Dec 2001 to 12 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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