Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• David Todd

  IRN DXT00030

  • SMF11 Chair of the Audit Committee (since 27 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (27 Feb 2024 to 3 Feb 2025)
  • [FCA CF] Material risk taker (27 Feb 2024 to 3 Feb 2025)
• David Whatham

  IRN DXW01620

  • [FCA CF] Client dealing (8 Jun 2020 to 25 Feb 2025)
  • [FCA CF] Manager of certification employee (8 Jun 2020 to 25 Feb 2025)
  • [FCA CF] Functions requiring qualifications (8 Jun 2020 to 25 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2020 to 25 Feb 2025)
  • [FCA CF] Material risk taker (1 Apr 2020 to 25 Feb 2025)
• David William Page

  IRN DWP01040

  • CF2 Non Executive Director (1 Dec 2001 to 15 Apr 2002)
• David William Richards

  IRN DWR01042

  • CF1 Director (22 Oct 2002 to 20 Aug 2003)
  • CF21 Investment Adviser (22 Oct 2002 to 20 Aug 2003)
• Dawn Jane Taylor

  IRN DJT01135

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
• Deborah Constance Grace Magrath

  IRN DCM01064

  • CF21 Investment Adviser (30 Dec 2004 to 7 Sep 2006)
• Deborah Margaret Walker

  IRN DMW01088

  • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
  • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
• Deepa Shah

  IRN DXS01888

  • CF30 Customer (1 Nov 2007 to 22 May 2008)
  • CF22 Investment Adviser (Trainee) (18 May 2007 to 31 Oct 2007)
• Deepak Kumar Dashore

  IRN DXD01638

  • CF30 Customer (5 Feb 2016 to 6 Mar 2016)
• Denise Hare

  IRN DXH01298

  • CF11 Money Laundering Reporting (26 Nov 2002 to 11 Feb 2003)
  • CF13 Finance (1 Dec 2001 to 11 Feb 2003)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 11 Feb 2003)
  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 11 Feb 2003)
  • CF14 Risk Assessment (1 Dec 2001 to 11 Feb 2003)

No changes recorded yet.