Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Dennis Grant Geelan

  IRN DGG01027

  • CF30 Customer (19 Nov 2007 to 10 Jun 2011)
• Derek Patrick Beatty

  IRN DPB01135

  • CF30 Customer (1 Sep 2013 to 11 May 2015)
• Dev Lamba

  IRN DKL01010

  • [FCA CF] Client dealing (4 May 2018 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Aug 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Aug 2023)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Aug 2023)
  • CF30 Customer (18 Dec 2009 to 6 Mar 2016)
• Devpal Bhachu

  IRN DXB02174

  • CF30 Customer (3 Mar 2014 to 6 Mar 2016)
• Dhruv Rana

  IRN DXR91678

  • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 27 Aug 2021)
  • [FCA CF] Client dealing (3 Aug 2020 to 27 Aug 2021)
• Diane Celine Francoise Alexane

  IRN DCA01044

  • CF30 Customer (21 Apr 2010 to 5 Nov 2010)
• Diederik Herman Schmull

  IRN DHS01031

  • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Dina Aslanyan

  IRN DXA01279

  • CF21 Investment Adviser (21 Oct 2004 to 28 Feb 2006)
• Dipal Mistry

  IRN DXM72180

  • [FCA CF] Client dealing (18 Aug 2016 to 15 Oct 2025)
• Dominic Andrew William Elsby

  IRN DAE01070

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Apr 2025)

No changes recorded yet.