Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic Gamble

    IRN DXG01275

    • CF30 Customer (1 Nov 2007 to 19 Mar 2010)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • Dominic Luis Barnes

    IRN DLB01039

    • CF30 Customer (1 Sep 2013 to 10 Nov 2014)
    • CF27 Investment Management (10 Apr 2003 to 1 Jul 2007)
    • CF21 Investment Adviser (30 Aug 2002 to 1 Jul 2007)
  • Dong Chen

    IRN DXC00468

    • [FCA CF] Client dealing (7 Dec 2021 to 12 Oct 2023)
    • [FCA CF] Functions requiring qualifications (7 Dec 2021 to 12 Oct 2023)
  • Douglas Andrew Derham

    IRN DXD25623

    • [FCA CF] Functions requiring qualifications (17 Oct 2019 to 3 Sep 2025)
  • Douglas Giles Anthony Wilson

    IRN DXW00584

    • [FCA CF] Functions requiring qualifications (10 Feb 2023 to 31 Jul 2025)
    • [FCA CF] Client dealing (10 Feb 2023 to 5 Mar 2025)
  • Duncan Rodgers

    IRN DGR01067

    • SMF3 Executive Director (since 25 Jun 2025)
  • Dushyandan Ganeson

    IRN DXG01592

    • [FCA CF] Client dealing (4 May 2018 to 25 Jun 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 25 Jun 2019)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Edson Bato

    IRN EXB01557

    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Edward Alastair Jeremy Greenhalgh

    IRN EAG01039

    • CF30 Customer (6 Jan 2011 to 6 Mar 2016)
  • Edward Andrew Beresford Davies

    IRN EAB01028

    • CF30 Customer (28 Jan 2010 to 31 Aug 2010)
    • CF21 Investment Adviser (3 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.