Dominic Luis Barnes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 26 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Sep 2013 to 10 Nov 2014)
    • CF27 Investment Management (10 Apr 2003 to 1 Jul 2007)
    • CF21 Investment Adviser (30 Aug 2002 to 1 Jul 2007)
  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • CF30 Customer (1 Nov 2007 to 1 Sep 2013)
    • CF27 Investment Management (9 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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