Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Gazelle

    IRN EXG01173

    • [FCA CF] Client dealing (1 Jun 2021 to 30 Sep 2022)
    • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 30 Sep 2022)
  • Edward Kennedy

    IRN EXK01140

    • [FCA CF] Functions requiring qualifications (18 Sep 2018 to 31 May 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 May 2024)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Edward Peacock

    IRN EXP71688

    • [FCA CF] Client dealing (since 27 Nov 2024)
  • Edward Reed Laughlin

    IRN ERL01007

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • Edward Ross Higgins

    IRN ERH01021

    • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
  • Efi Georgiadou

    IRN EXG01156

    • CF30 Customer (15 Apr 2013 to 15 Sep 2015)
  • Ekaterina Pavlova

    IRN EXP01300

    • [FCA CF] Client dealing (4 May 2018 to 29 Jul 2021)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Jul 2021)
    • CF30 Customer (1 Jun 2014 to 6 Mar 2016)
  • Ekaterina Ragozhina

    IRN EXR01250

    • CF30 Customer (22 Sep 2011 to 23 Apr 2015)
  • Ela Postalcioglu

    IRN EXP01153

    • CF30 Customer (1 Nov 2007 to 18 May 2011)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • Eleftheria Gemelou

    IRN EXG01229

    • CF30 Customer (11 Sep 2009 to 30 Sep 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.