Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elena Yassik

    IRN EXY01023

    • CF30 Customer (12 Jan 2010 to 31 May 2010)
  • Eleonore Jacqueline Dachicourt

    IRN EJD01038

    • CF21 Investment Adviser (6 Jun 2005 to 1 Jul 2007)
  • Ellina Volkova

    IRN EXV01034

    • [FCA CF] Client dealing (4 May 2018 to 8 Jan 2020)
    • [FCA CF] Functions requiring qualifications (10 Apr 2017 to 8 Jan 2020)
  • Emma April Tye

    IRN EAT01017

    • CF21 Investment Adviser (6 Aug 2002 to 31 Dec 2006)
  • Emma Brown

    IRN ELB01081

    • SMF5 Head of Internal Audit (27 Feb 2017 to 16 Mar 2023)
    • [FCA CF] Material risk taker (1 Jan 2017 to 16 Mar 2023)
  • Emma Linnea Mathilda Crystal

    IRN ELC01045

    • CF30 Customer (27 Aug 2013 to 1 Dec 2014)
  • Eric Schatzmann

    IRN EXS01265

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Feb 2006 to 15 May 2007)
  • Erich Pfister

    IRN EXP01216

    • CF3 Chief Executive (2 Sep 2014 to 5 Sep 2014)
    • CF1 Director (3 Jul 2012 to 5 Sep 2014)
  • Erik Martin von Bonsdorff

    IRN EMV01005

    • CF30 Customer (2 Dec 2013 to 14 Oct 2015)
  • Erkka-Ville Verneri Pesonen

    IRN EXP47429

    • [FCA CF] Client dealing (18 Oct 2024 to 31 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.