Emma Brown

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • [FCA CF] Material risk taker (27 Nov 2024 to 30 Jun 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2025)
    • CF28 Systems and controls (27 Feb 2017 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Material risk taker (27 Nov 2024 to 13 Oct 2025)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • [FCA CF] Material risk taker (27 Nov 2024 to 30 Jun 2025)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • [FCA CF] Material risk taker (27 Nov 2024 to 30 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (27 Nov 2024 to 30 Jun 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • SMF5 Head of Internal Audit (27 Feb 2017 to 16 Mar 2023)
    • [FCA CF] Material risk taker (1 Jan 2017 to 16 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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