Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Esther Gardyn

  IRN EXG01059

  • CF30 Customer (1 Nov 2007 to 19 May 2011)
  • CF21 Investment Adviser (20 Apr 2004 to 31 Oct 2007)
• Etienne Khayat

  IRN EXK01168

  • [FCA CF] Client dealing (4 May 2018 to 29 Sep 2022)
  • [FCA CF] Functions requiring qualifications (19 Sep 2017 to 29 Sep 2022)
• Euan Major

  IRN EXM01308

  • SMF4 Chief Risk (since 6 Dec 2023)
  • [PRA CF] Significant risk taker or Material risk taker (8 Sep 2023 to 3 Feb 2025)
  • [FCA CF] Material risk taker (8 Sep 2023 to 3 Feb 2025)
• Eva Mariscotti

  IRN EXM00197

  • [FCA CF] Functions requiring qualifications (3 Aug 2021 to 13 Oct 2021)
• Evan Solheim

  IRN EBS01006

  • CF30 Customer (12 Jul 2011 to 26 Jul 2011)
• Fabiana Pinto-Carson

  IRN FXP00044

  • [PRA CF] Significant risk taker or Material risk taker (20 Apr 2023 to 19 Jun 2024)
  • SMF16 Compliance Oversight (20 Apr 2023 to 30 Apr 2024)
  • [FCA CF] Material risk taker (20 Apr 2023 to 19 Jun 2024)
• Faisal Iqbal

  IRN FXI01040

  • CF30 Customer (30 Nov 2015 to 6 Mar 2016)
• Faisal Mehmood

  IRN FXM01448

  • CF30 Customer (2 Jun 2014 to 10 Nov 2014)
• Faisal Nasrullah

  IRN FXN01055

  • CF30 Customer (1 Nov 2007 to 21 May 2009)
  • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
• Farman Baradaran-Seyed

  IRN FXB01061

  • CF30 Customer (13 May 2010 to 18 May 2011)

No changes recorded yet.