Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fawzi Sami Kyriakos-Saad

    IRN FSK01002

    • CF1 Director (25 May 2012 to 22 Nov 2012)
  • Fei Ren

    IRN FXR00024

    • [FCA CF] Client dealing (4 May 2018 to 18 Oct 2023)
    • [FCA CF] Functions requiring qualifications (5 Feb 2018 to 18 Oct 2023)
  • Felipa Aires Mateus Sousa Uva

    IRN FXA01038

    • CF30 Customer (14 May 2014 to 6 Mar 2016)
  • Fermin Garcia-Romeu

    IRN FXG01052

    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF21 Investment Adviser (16 Jul 2004 to 31 Oct 2007)
  • Fiona Jane Mary Paulus

    IRN FJP01014

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 31 Jul 2017)
    • CF29 Significant management (25 Feb 2016 to 6 Mar 2016)
  • Fiona Lucas

    IRN FCL01015

    • CF30 Customer (11 May 2012 to 6 Mar 2016)
  • Fiona McKinnon

    IRN FXM00362

    • SMF2 Chief Finance (since 22 Aug 2025)
  • Fiona Sheerin

    IRN FMS01047

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 5 Jun 2022)
    • [FCA CF] Client dealing (9 Sep 2019 to 5 Jun 2022)
  • Fionntan Conn Quinn

    IRN FXQ00009

    • [FCA CF] Client dealing (27 Nov 2024 to 5 Feb 2026)
  • Flavia Fasani

    IRN FCF01002

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF22 Investment Adviser (Trainee) (17 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jan 2007 to 20 Jul 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.