- IRN
- FXR00024
- Last updated
- 1 week ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 22 Nov 2023)
-
- [FCA CF] Client dealing (4 May 2018 to 18 Oct 2023)
- [FCA CF] Functions requiring qualifications (5 Feb 2018 to 18 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.