Fiona Sheerin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA

    FRN 147562

    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 13 Jun 2022)
    • [FCA CF] Client dealing (since 13 Jun 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (9 Sep 2019 to 5 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 5 Jun 2022)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Functions requiring qualifications (1 Nov 2016 to 3 Sep 2019)
    • CF30 Customer (28 Jan 2015 to 29 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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