Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Flavia Neves Hovig

  IRN FNM01002

  • CF30 Customer (5 Aug 2008 to 29 Aug 2008)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Frances Melanie Fox

  IRN FMF01010

  • CF30 Customer (5 Dec 2007 to 2 Jun 2010)
• Francesca Croci

  IRN FXC00084

  • [FCA CF] Functions requiring qualifications (12 Apr 2022 to 18 Feb 2025)
  • [FCA CF] Client dealing (18 Oct 2021 to 18 Feb 2025)
• Francesca Speroni

  IRN FXS01407

  • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 22 Aug 2023)
  • [FCA CF] Material risk taker (16 Jul 2020 to 22 Aug 2023)
  • [PRA CF] Managing a material risk taker (16 Jul 2020 to 22 Aug 2023)
  • [FCA CF] Client dealing (26 Apr 2018 to 22 Aug 2023)
  • [FCA CF] Manager of certification employee (26 Apr 2018 to 22 Aug 2023)
  • [FCA CF] Functions requiring qualifications (26 Apr 2018 to 22 Aug 2023)
• Francesco Ferrante Carlo Napoleone Lombardo Di San Chirico

  IRN FXL01030

  • CF30 Customer (1 Nov 2007 to 18 May 2011)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • CF27 Investment Management (30 Mar 2006 to 31 Oct 2007)
• Francis Menassa

  IRN FJM01019

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Françoise Henriette Marie Joseph Niglaut

  IRN FXN01011

  • CF30 Customer (1 Nov 2007 to 29 Aug 2008)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Frederic Jean Martin Goblet

  IRN FJG01028

  • CF30 Customer (1 Nov 2007 to 10 Nov 2008)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Frederick Mark Stotesbury

  IRN FMS01040

  • CF21 Investment Adviser (22 Jan 2007 to 1 Jul 2007)
  • CF22 Investment Adviser (Trainee) (6 Jan 2006 to 22 Jan 2007)
• Frederick William Michael Clarke

  IRN FWC00010

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)

No changes recorded yet.