Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 28 Jul 2025)
    • [FCA CF] Functions requiring qualifications (6 Dec 2023 to 28 Jul 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 22 Aug 2023)
    • [FCA CF] Material risk taker (16 Jul 2020 to 22 Aug 2023)
    • [PRA CF] Managing a material risk taker (16 Jul 2020 to 22 Aug 2023)
    • [FCA CF] Client dealing (26 Apr 2018 to 22 Aug 2023)
    • [FCA CF] Functions requiring qualifications (26 Apr 2018 to 22 Aug 2023)
    • [FCA CF] Manager of certification employee (26 Apr 2018 to 22 Aug 2023)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (23 Feb 2016 to 9 Mar 2018)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF30 Customer (6 Aug 2013 to 15 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.