Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
EFG Private Bank Limited
FRN 144036
- SMF18 Other Overall Responsibility (since 28 Jul 2025)
- [FCA CF] Functions requiring qualifications (6 Dec 2023 to 28 Jul 2025)
-
- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 22 Aug 2023)
- [FCA CF] Material risk taker (16 Jul 2020 to 22 Aug 2023)
- [PRA CF] Managing a material risk taker (16 Jul 2020 to 22 Aug 2023)
- [FCA CF] Client dealing (26 Apr 2018 to 22 Aug 2023)
- [FCA CF] Functions requiring qualifications (26 Apr 2018 to 22 Aug 2023)
- [FCA CF] Manager of certification employee (26 Apr 2018 to 22 Aug 2023)
-
- CF30 Customer (23 Feb 2016 to 9 Mar 2018)
-
- CF30 Customer (6 Aug 2013 to 15 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.