Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (AR) (23 Sep 2015 to 18 Jul 2016)
- CF30 Customer (23 Sep 2015 to 18 Jul 2016)
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- CF1 Director (25 May 2012 to 22 Nov 2012)
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- CF1 Director (25 May 2012 to 22 Nov 2012)
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- CF3 Chief Executive (24 Nov 2010 to 22 Nov 2012)
- CF29 Significant management (1 Nov 2007 to 11 Jun 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (21 May 2007 to 31 Oct 2007)
- CF1 Director (21 May 2007 to 11 Jun 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Mar 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF1 Director (1 Dec 2001 to 6 Feb 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Mar 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.