Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 21 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2024)
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RBS Collective Investment Funds Limited
FRN 122139
- [FCA CF] Manager of certification employee (since 21 Jan 2025)
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- [FCA CF] Manager of certification employee (since 21 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2024)
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- [FCA CF] Manager of certification employee (since 21 Jan 2025)
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- SMF18 Other Overall Responsibility (since 1 Jul 2024)
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Coutts & Company
FRN 122287
- Responsibility for MCD Intermediation (since 1 Jul 2024)
- Responsible for Insurance Distribution (since 1 Jul 2024)
- SMF1 Chief Executive (since 1 Jul 2024)
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COUTTS FINANCE CO.
FRN 305968
- SMF3 Executive Director (since 1 Jul 2024)
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- [FCA CF] Manager of certification employee (21 Jan 2025 to 30 Apr 2026)
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- CF30 Customer (27 Aug 2013 to 1 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.