David Whatham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (8 Jun 2020 to 25 Feb 2025)
    • [FCA CF] Functions requiring qualifications (8 Jun 2020 to 25 Feb 2025)
    • [FCA CF] Manager of certification employee (8 Jun 2020 to 25 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2020 to 25 Feb 2025)
    • [FCA CF] Material risk taker (1 Apr 2020 to 25 Feb 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 22 Dec 2014)
    • CF21 Investment Adviser (9 May 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (23 Jan 2007 to 5 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.