Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank Corporate Markets Plc
FRN 763256
- SMF11 Chair of the Audit Committee (since 1 Apr 2026)
- Director of firm who is not a certification employee or a SMF manager (12 Feb 2026 to 1 Apr 2026)
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Credit Suisse (UK) Limited
FRN 124269
- SMF11 Chair of the Audit Committee (since 27 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (27 Feb 2024 to 3 Feb 2025)
- [FCA CF] Material risk taker (27 Feb 2024 to 3 Feb 2025)
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CREDIT SUISSE INTERNATIONAL
FRN 146702
- SMF10 Chair of the Risk Committee (since 5 Jan 2024)
- SMF11 Chair of the Audit Committee (since 22 Dec 2022)
- [FCA CF] Material risk taker (22 Dec 2022 to 3 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (22 Dec 2022 to 3 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (13 Oct 2022 to 3 Feb 2025)
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Assured Guaranty UK Limited
FRN 202896
- SMF11 Chair of the Audit Committee (since 1 Mar 2021)
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- SMF11 Chair of the Audit Committee (2 Jul 2021 to 6 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
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