Assured Guaranty UK Limited

• Principal Place of Business

  11th Floor

  6 Bevis Marks

  London

  EC3A 7BA

  UNITED KINGDOM

  Phone

  +442075621900

  Web

  https://www.assuredguaranty.com

• Complaints Contact

  11th Floor

  6 Bevis Marks

  London

  EC3A 7BA

  UNITED KINGDOM

  Phone

  +442075621900

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Non-investment insurance contracts

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

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  • · Limited to deals in investments arising directly from the insurance business for which the firm has permission.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Manages Insurance Policies

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Limited to transactions in investments directly arising from the insurance business for which the firm has permission.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Erskine Friend

  IRN AXF01484

  • CF2 Non Executive Director (1 Nov 2007 to 10 Nov 2009)
• Andrew Pickering

  IRN AXP01931

  • CF1 Director (2 Jun 2010 to 28 Mar 2011)
  • CF28 Systems and controls (2 Jun 2010 to 10 Feb 2014)
• Anthony Robin Dominic Monro-Davies

  IRN ARM01151

  • CF2 Non Executive Director (7 Dec 2009 to 21 Sep 2015)
• Ashish Anand

  IRN AXA03128

  • Responsible for Insurance Distribution (since 31 Mar 2024)
  • SMF23 Chief Underwriting Officer (since 31 Mar 2024)
  • [FCA CF] Significant management (10 Dec 2018 to 31 Mar 2024)
• Benjamin Gad Rosenblum

  IRN BGR01035

  • SMF20 Chief Actuary (10 Dec 2018 to 8 Apr 2024)
  • SIMF20 Chief Actuary Function (5 Aug 2016 to 9 Dec 2018)
• Bruce Elliot Stern

  IRN BES01010

  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2009)
  • CF10 Compliance Oversight (1 Dec 2001 to 1 Jul 2009)
• Bruno Deletre

  IRN BXD01112

  • CF2 Non Executive Director (19 Dec 2001 to 20 Dec 2005)
• Charles Peter Barrington

  IRN CPB01080

  • CF2 Non Executive Director (23 Sep 2015 to 6 Mar 2016)
• Daniel Jaeger

  IRN DXJ00306

  • SMF20 Chief Actuary (since 9 Apr 2024)
• David Louis Ridl

  IRN DLR01042

  • CF10 Compliance Oversight (26 Apr 2004 to 29 Oct 2008)

• Assured Guaranty Credit Protection Ltd (no longer appointed)

  FRN 422521 · Appointed 14 Jan 2005 · Until 17 Mar 2026

No changes recorded yet.