Assured Guaranty UK Limited

• Principal Place of Business

  11th Floor

  6 Bevis Marks

  London

  EC3A 7BA

  UNITED KINGDOM

  Phone

  +442075621900

  Web

  https://www.assuredguaranty.com

• Complaints Contact

  11th Floor

  6 Bevis Marks

  London

  EC3A 7BA

  UNITED KINGDOM

  Phone

  +442075621900

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Non-investment insurance contracts

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Limited to deals in investments arising directly from the insurance business for which the firm has permission.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Manages Insurance Policies

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Limited to transactions in investments directly arising from the insurance business for which the firm has permission.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Todd

  IRN DXT00030

  • SMF11 Chair of the Audit Committee (since 1 Mar 2021)
• Dennis Hong Kim

  IRN DHK01020

  • CF29 Significant management (1 Nov 2007 to 1 Jul 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (20 Mar 2007 to 31 Oct 2007)
• Dominic James Brian Nathan

  IRN DJN01101

  • SMF1 Chief Executive (since 19 Jan 2024)
  • SMF3 Executive Director (since 10 Dec 2018)
  • CF1 Director (10 Aug 2011 to 9 Dec 2018)
• Dominic John Frederico

  IRN DXF01080

  • CF1 Director (AR) (since 5 Jun 2025)
  • SMF7 Group Entity Senior Manager (since 10 Dec 2018)
  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (21 Aug 2009 to 6 Mar 2016)
• Donald Hal Paston

  IRN DHP01028

  • CF29 Significant management (29 Jul 2009 to 13 Jan 2016)
• Edsel Clinton Langley

  IRN ECL01007

  • CF29 Significant management (1 Nov 2007 to 1 Jul 2009)
  • CF28 Systems and controls (1 Nov 2007 to 1 Jul 2009)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Eric Arthur Kolodner

  IRN EXK01170

  • CF10 Compliance Oversight (20 Nov 2008 to 24 Sep 2010)
• Francois Durollet

  IRN FXD01143

  • CF2 Non Executive Director (12 Feb 2007 to 25 Mar 2009)
• Francois Plantureux

  IRN FXP01046

  • CF2 Non Executive Director (10 Jan 2002 to 31 Jan 2007)
• Frank Bert Jean Plingers

  IRN FBP01008

  • CF28 Systems and controls (12 May 2008 to 1 Jul 2009)

• Assured Guaranty Credit Protection Ltd (no longer appointed)

  FRN 422521 · Appointed 14 Jan 2005 · Until 17 Mar 2026

No changes recorded yet.