Dominic John Frederico

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Assured Guaranty UK Limited
FRN 202896
- CF1 Director (AR) (since 5 Jun 2025)
- SMF7 Group Entity Senior Manager (since 10 Dec 2018)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (21 Aug 2009 to 6 Mar 2016)
Assured Guaranty Credit Protection Ltd (no longer approved here)
FRN 422521
- (3)Employed By (5 Jun 2025 to 18 Mar 2026)
ASSURED GUARANTY FINANCE OVERSEAS LTD. (no longer approved here)
FRN 195915
- SMF3 Executive Director (9 Dec 2019 to 18 May 2020)
- CF1 Director (17 Jun 2004 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.