ASSURED GUARANTY FINANCE OVERSEAS LTD.

Date authorised
1 April 2013
Companies House
04031467
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Assured Guaranty Finance Overseas Ltd.
    11th Floor
    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +4402075621900
    Web
    https://assuredguaranty.com

  • Complaints Contact

    Assured Guaranty Finance Overseas Ltd.
    11th Floor
    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442075621900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adebayo Olugbenga Olabowale

    IRN AOO00009

    • CF11 Money Laundering Reporting (2 Feb 2006 to 31 Aug 2010)
  • Alex Campbell

    IRN AMC01098

    • CF30 Customer (3 Jun 2008 to 26 Dec 2014)
  • Ashish Anand

    IRN AXA03128

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Charles Jackson Lester

    IRN CJL01113

    • CF1 Director (26 May 2005 to 23 Sep 2005)
  • Christophe Marcel Marie Bruno Letondot

    IRN CML01051

    • CF21 Investment Adviser (23 Aug 2002 to 10 May 2004)
    • CF22 Investment Adviser (Trainee) (4 Jul 2002 to 23 Aug 2002)
  • Dean Archer

    IRN DXA01136

    • CF30 Customer (24 Apr 2008 to 17 Jul 2009)
  • Dominic James Brian Nathan

    IRN DJN01101

    • SMF1 Chief Executive (since 1 Oct 2024)
    • Responsible for Insurance Distribution (since 1 Oct 2024)
    • SMF3 Executive Director (26 Apr 2021 to 1 Oct 2024)
    • CF30 Customer (15 Jan 2010 to 8 Dec 2019)
  • Dominic John Frederico

    IRN DXF01080

    • SMF3 Executive Director (9 Dec 2019 to 18 May 2020)
    • CF1 Director (17 Jun 2004 to 8 Dec 2019)
  • Donald Hal Paston

    IRN DHP01028

    • CF28 Systems and controls (1 Nov 2007 to 5 Apr 2019)
    • CF13 Finance (23 Sep 2003 to 31 Oct 2007)
  • Eric Scott Rothman

    IRN ESR01007

    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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