ASSURED GUARANTY FINANCE OVERSEAS LTD.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Assured Guaranty Finance Overseas Ltd.11th Floor6 Bevis MarksLondonEC3A 7BAUNITED KINGDOM- Phone
- +4402075621900
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Complaints Contact
Assured Guaranty Finance Overseas Ltd.11th Floor6 Bevis MarksLondonEC3A 7BAUNITED KINGDOM- Phone
- +442075621900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Geraldine Alfino Egler
IRN GAE01009
- CF2 Non Executive Director (17 Sep 2002 to 30 Jul 2004)
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Iryna Vyalkova
IRN IXV01025
- [FCA CF] Significant management (since 4 Sep 2023)
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James Michael Michener
IRN JMM01225
- CF1 Director (17 Jun 2004 to 31 Dec 2017)
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Jerome Frederick Jurschak
IRN JFJ01006
- CF2 Non Executive Director (1 Dec 2001 to 13 Apr 2004)
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Joanna Maria Kosek
IRN JMK01098
- CF30 Customer (17 Mar 2008 to 23 Mar 2009)
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Joanne Merrick
IRN JXM01447
- SMF16 Compliance Oversight (since 30 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2021)
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Joseph Warner Swain
IRN JWS01077
- CF2 Non Executive Director (1 Dec 2001 to 13 Apr 2004)
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Julie Patricia James
IRN JPP01057
- CF10 Compliance Oversight (1 Dec 2001 to 27 May 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 27 May 2005)
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Laurence Charles Daniel Donnelly
IRN LCD01018
- CF2 Non Executive Director (1 Dec 2001 to 1 Dec 2001)
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Lisa Michelle Mumford
IRN LMM01047
- CF13 Finance (1 Dec 2001 to 22 Aug 2003)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.