Joanne Merrick

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ASSURED GUARANTY FINANCE OVERSEAS LTD.
FRN 195915
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2021)
- SMF16 Compliance Oversight (since 30 Jun 2021)
Assured Guaranty UK Limited
FRN 202896
- SMF16 Compliance Oversight (since 30 Jun 2021)
Faraday Underwriting Limited (no longer approved here)
FRN 204910
- CF10 Compliance Oversight (22 Mar 2013 to 22 Jan 2014)
- CF1 Director (11 Feb 2005 to 2 Feb 2013)
Bestpark International Limited (no longer approved here)
FRN 202832
- CF2 Non Executive Director (1 Dec 2001 to 28 Mar 2002)
- CF1 Director (1 Dec 2001 to 28 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.