Date authorised
22 May 1986
Companies House
01682486
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Faraday
    55 Mark Lane
    London
    City Of London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +4402077023333
  • Complaints Contact

    Faraday
    55 Mark Lane
    London
    City Of London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +4402077023333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ajit Jain

    IRN AXJ01566

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 27 Jun 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (28 Apr 2017 to 9 Dec 2018)
  • Allen Lloyd Thomas

    IRN ALT01034

    • CF2 Non Executive Director (29 Apr 2010 to 6 Mar 2016)
  • Andrea Petrie

    IRN AXP08549

    • Director of firm who is not a certification employee or a SMF manager (since 17 Apr 2024)
  • Andrew D'Arcy

    IRN AXD01890

    • [FCA CF] Manager of certification employee (since 1 May 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2019)
    • SMF1 Chief Executive (10 Dec 2018 to 1 May 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 May 2019)
    • SIMF1 Chief Executive Function (25 Sep 2017 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 25 Sep 2017)
    • CF28 Systems and controls (20 Aug 2014 to 6 Mar 2016)
    • CF1 Director (20 Aug 2014 to 6 Mar 2016)
    • Responsible for Insurance Mediation (20 Aug 2014 to 30 Sep 2018)
  • Andrew Martin Baddeley

    IRN AMB01241

    • CF1 Director (7 Jun 2006 to 6 Nov 2007)
  • Andrew Parker

    IRN AXP23889

    • [FCA CF] Material risk taker (since 1 Sep 2023)
  • Andrew Richardson

    IRN AXR00960

    • [FCA CF] Material risk taker (since 1 Sep 2023)
  • Andrew Topp

    IRN AXT02204

    • SMF20 Chief Actuary (10 Dec 2018 to 16 Nov 2022)
    • SIMF20 Chief Actuary Function (25 May 2017 to 9 Dec 2018)
  • Andrew Wyndham Phillips Of Sudbury

    IRN AWP01023

    • CF2 Non Executive Director (1 Dec 2001 to 28 Jan 2011)
  • Bingyan Hong

    IRN BXH00234

    • SMF20 Chief Actuary (since 16 Nov 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.