Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 10 Sep 2024)
    • SMF12 Chair of the Remuneration Committee (since 10 Sep 2024)
    • SMF9 Chair of the Governing Body (since 10 Sep 2024)
    • SMF11 Chair of the Audit Committee (11 Nov 2022 to 10 Sep 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 17 Apr 2024)
    • SMF3 Executive Director (since 28 Jul 2021)
    • SMF1 Chief Executive (since 28 Jul 2021)
    • SMF16 Compliance Oversight (since 28 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jul 2021)
  • Talbot Capital Ltd (no longer approved here)

    FRN 489839

    • CF30 Customer (22 Jan 2019 to 31 Dec 2019)
    • CF1 Director (AR) (17 Jan 2019 to 31 Dec 2019)
    • CF3 Chief Executive (AR) (17 Jan 2019 to 31 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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