Faraday Underwriting Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Charles Frederick Glaisher
IRN CFG01018
- CF1 Director (26 Feb 2010 to 2 Feb 2013)
Charles Said Shamieh
IRN CSS01041
- SMF7 Group Entity Senior Manager (since 21 Mar 2019)
Christopher David Forbes
IRN CDF01013
- CF2 Non Executive Director (1 Dec 2001 to 25 Apr 2002)
Christopher Frederick Escott Thorne
IRN CFT01026
- SMF23 Chief Underwriting Officer (10 Dec 2018 to 14 Jul 2023)
- SIMF22 Chief Underwriting Officer Function (13 Sep 2017 to 9 Dec 2018)
Damon Nicholas Vocke
IRN DNV01003
- SIMF9 Chairman (7 Mar 2016 to 13 May 2016)
- CF2 Non Executive Director (1 Aug 2005 to 6 Mar 2016)
David Preston Mann
IRN DPM01047
- CF2 Non Executive Director (27 May 2002 to 11 Jul 2008)
- CF1 Director (1 Dec 2001 to 27 May 2002)
Franklin Montross IV
IRN FXM01209
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 20 May 2016)
- CF1 Director (3 Feb 2010 to 6 Mar 2016)
Gary Bass
IRN GXB01190
- CF1 Director (1 Dec 2001 to 29 Apr 2005)
Gerald Lynch
IRN GXL00303
- [PRA CF] Key function holder (since 1 Apr 2024)
Hans-Peter Thomas Gerhardt
IRN HTG01002
- CF2 Non Executive Director (1 Dec 2001 to 26 Feb 2003)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.