Date authorised
22 May 1986
Companies House
01682486
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Faraday
    55 Mark Lane
    London
    City Of London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +4402077023333
  • Complaints Contact

    Faraday
    55 Mark Lane
    London
    City Of London
    EC3R 7NE
    UNITED KINGDOM
    Phone
    +4402077023333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Scott Geden

    IRN ISG01010

    • SIMF12 Chair of the Remuneration Committee (4 Oct 2017 to 30 Jun 2018)
    • SIMF9 Chairman (19 Aug 2016 to 30 Jun 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 19 Aug 2016)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 19 Aug 2016)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 19 Aug 2016)
    • CF2 Non Executive Director (26 Jun 2012 to 6 Mar 2016)
  • James Matthew Staab

    IRN JMS01517

    • SMF16 Compliance Oversight (since 8 Jan 2019)
  • James Quilter

    IRN JXQ00040

    • SMF5 Head of Internal Audit (since 27 Jul 2023)
  • Joanne Merrick

    IRN JXM01447

    • CF10 Compliance Oversight (22 Mar 2013 to 22 Jan 2014)
    • CF1 Director (11 Feb 2005 to 2 Feb 2013)
  • Kevin James Harker

    IRN KJH01153

    • SMF2 Chief Finance (since 10 Dec 2018)
    • SIMF2 Chief Finance Function (4 Oct 2017 to 9 Dec 2018)
  • Kieran Heraty

    IRN KXH00482

    • [PRA CF] Key function holder (since 8 Jul 2019)
  • Marcus Beste

    IRN MXB03787

    • SIMF5 Head of Internal Audit Function (5 May 2016 to 30 Apr 2018)
  • Mark Jonathan Rayner

    IRN MJR01263

    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 16 May 2017)
    • CF1 Director (9 Dec 2003 to 6 Mar 2016)
  • Mark Lowton

    IRN MXL01554

    • CF28 Systems and controls (25 Jul 2008 to 15 May 2009)
    • CF1 Director (25 Jul 2008 to 15 May 2009)
  • Martin St Clair Pike

    IRN MXP00041

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 May 2024)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 May 2024)
    • SIMF9 Chairman (11 Sep 2018 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (11 Sep 2018 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (28 Jul 2016 to 30 Jun 2018)
    • SIMF11 Chair of the Audit Committee (28 Jul 2016 to 30 Jun 2018)
    • SIMF10 Chair of the Risk Committee (28 Jul 2016 to 30 Jun 2018)
    • CF2 Non Executive Director (18 May 2015 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

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