Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ASSURED GUARANTY FINANCE OVERSEAS LTD.
FRN 195915
- [FCA CF] Significant management (since 4 Sep 2023)
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Assured Guaranty UK Limited
FRN 202896
- [FCA CF] Significant management (since 4 Sep 2023)
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- CF30 Customer (1 Nov 2007 to 8 Mar 2013)
- CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.