ASSURED GUARANTY FINANCE OVERSEAS LTD.

Date authorised
1 April 2013
Companies House
04031467
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Assured Guaranty Finance Overseas Ltd.
    11th Floor
    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +4402075621900
    Web
    https://assuredguaranty.com

  • Complaints Contact

    Assured Guaranty Finance Overseas Ltd.
    11th Floor
    6 Bevis Marks
    London
    EC3A 7BA
    UNITED KINGDOM
    Phone
    +442075621900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marc Bajer

    IRN MXB01517

    • CF1 Director (3 Oct 2005 to 12 Jun 2009)
  • Michael John Schozer

    IRN MJS01280

    • CF1 Director (8 Jul 2004 to 13 Nov 2009)
  • Nicholas James Proud

    IRN NJP01075

    • SMF1 Chief Executive (9 Dec 2019 to 15 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 15 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2024)
    • CF11 Money Laundering Reporting (17 Nov 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Mar 2010 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 May 2005 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Paul Samuel Richard Shedden

    IRN PSS01052

    • CF21 Investment Adviser (28 Feb 2002 to 15 Oct 2004)
  • Raphael Antoine Rene Vincens de Tapol

    IRN RAV01021

    • CF30 Customer (12 May 2010 to 8 Dec 2019)
  • Raul Serrano Casado

    IRN RXS02509

    • CF30 Customer (24 Feb 2014 to 8 Dec 2019)
  • Richard Nicholas

    IRN RXN09821

    • SMF3 Executive Director (since 11 May 2021)
  • Robert Adam Bailenson

    IRN RAB01424

    • SMF3 Executive Director (9 Dec 2019 to 18 May 2020)
    • CF1 Director (15 Sep 2015 to 8 Dec 2019)
  • Robert Bruce Mills

    IRN RBM01035

    • CF1 Director (17 Jun 2004 to 31 Mar 2015)
  • Robert Edward Omahne

    IRN REO01004

    • CF2 Non Executive Director (1 Dec 2001 to 1 Dec 2001)
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Recent activity

Updates to this firm's record on the FCA register.

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