Nicholas James Proud

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Assured Guaranty UK Limited

    FRN 202896

    • CF1 Director (AR) (since 14 May 2025)
    • SMF7 Group Entity Senior Manager (since 15 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 18 Jan 2024)
    • SMF1 Chief Executive (10 Dec 2018 to 18 Jan 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Jan 2024)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (30 Dec 2009 to 6 Mar 2016)
    • CF1 Director (30 Dec 2009 to 6 Mar 2016)
    • Responsible for Insurance Mediation (30 Dec 2009 to 30 Sep 2018)
    • CF3 Chief Executive (30 Dec 2009 to 6 Mar 2016)
  • Assured Guaranty Credit Protection Ltd (no longer approved here)

    FRN 422521

    • (4)Employed By (14 May 2025 to 18 Mar 2026)
  • ASSURED GUARANTY FINANCE OVERSEAS LTD. (no longer approved here)

    FRN 195915

    • SMF3 Executive Director (9 Dec 2019 to 15 May 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 15 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2024)
    • CF11 Money Laundering Reporting (17 Nov 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Mar 2010 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 May 2005 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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