ASSURED GUARANTY FINANCE OVERSEAS LTD.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Assured Guaranty Finance Overseas Ltd.11th Floor6 Bevis MarksLondonEC3A 7BAUNITED KINGDOM- Phone
- +4402075621900
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Complaints Contact
Assured Guaranty Finance Overseas Ltd.11th Floor6 Bevis MarksLondonEC3A 7BAUNITED KINGDOM- Phone
- +442075621900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Shrootin Ratilal Shah
IRN SRS01064
- CF30 Customer (1 Nov 2007 to 17 Jul 2009)
- CF21 Investment Adviser (13 May 2005 to 31 Oct 2007)
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Suparna Dar
IRN SXD00427
- [FCA CF] Significant management (since 9 Dec 2019)
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Tamsyn McLean
IRN TXM00292
- [FCA CF] Significant management (since 1 Jun 2022)
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Thomas John Steven Gormley
IRN TJG01080
- CF30 Customer (16 May 2008 to 31 Mar 2015)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.