Assured Guaranty UK Limited

• Principal Place of Business

  11th Floor

  6 Bevis Marks

  London

  EC3A 7BA

  UNITED KINGDOM

  Phone

  +442075621900

  Web

  https://www.assuredguaranty.com

• Complaints Contact

  11th Floor

  6 Bevis Marks

  London

  EC3A 7BA

  UNITED KINGDOM

  Phone

  +442075621900

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Non-investment insurance contracts

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

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  • · Limited to deals in investments arising directly from the insurance business for which the firm has permission.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Manages Insurance Policies

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Limited to transactions in investments directly arising from the insurance business for which the firm has permission.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Fudeji Hama

  IRN FXH01055

  • CF2 Non Executive Director (1 Dec 2001 to 16 Apr 2002)
• Grant McManus

  IRN GXM02588

  • SMF4 Chief Risk (since 4 Mar 2021)
• Howard Wayne Albert

  IRN HWA01004

  • SMF4 Chief Risk (10 Dec 2018 to 4 Mar 2021)
  • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (23 Dec 2009 to 6 Mar 2016)
• Iryna Vyalkova

  IRN IXV01025

  • [FCA CF] Significant management (since 4 Sep 2023)
• James Michael Michener

  IRN JMM01225

  • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 31 Dec 2017)
  • CF1 Director (21 Aug 2009 to 6 Mar 2016)
• Jean-Francois Pouchous

  IRN JXP01698

  • CF2 Non Executive Director (20 Oct 2008 to 1 Jul 2009)
  • CF28 Systems and controls (1 Nov 2007 to 1 May 2008)
  • CF15 Internal Audit (3 Apr 2007 to 31 Oct 2007)
• Jeffrey Steven Joseph

  IRN JSJ01015

  • CF13 Finance (1 Dec 2001 to 26 Apr 2004)
• Joanne Merrick

  IRN JXM01447

  • SMF16 Compliance Oversight (since 30 Jun 2021)
• Joseph Walter Simon

  IRN JWS01117

  • CF29 Significant management (1 Nov 2007 to 1 Jul 2009)
  • CF19 Significant Mgt (Financial Resources) (20 Mar 2007 to 31 Oct 2007)
• Julio Orlando Ruiz-Gomez

  IRN JOR01005

  • CF28 Systems and controls (11 Feb 2008 to 10 Nov 2009)

• Assured Guaranty Credit Protection Ltd (no longer appointed)

  FRN 422521 · Appointed 14 Jan 2005 · Until 17 Mar 2026

No changes recorded yet.