Assured Guaranty UK Limited

• Principal Place of Business

  11th Floor

  6 Bevis Marks

  London

  EC3A 7BA

  UNITED KINGDOM

  Phone

  +442075621900

  Web

  https://www.assuredguaranty.com

• Complaints Contact

  11th Floor

  6 Bevis Marks

  London

  EC3A 7BA

  UNITED KINGDOM

  Phone

  +442075621900

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Non-investment insurance contracts

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

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  • · Limited to deals in investments arising directly from the insurance business for which the firm has permission.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Manages Insurance Policies

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Limited to transactions in investments directly arising from the insurance business for which the firm has permission.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kazuhiko Shiotani

  IRN KXS01502

  • CF1 Director (5 Apr 2006 to 21 Mar 2007)
• Laura Ann Bieling

  IRN LAB01076

  • CF28 Systems and controls (1 Nov 2007 to 1 Jul 2009)
  • CF13 Finance (1 May 2004 to 31 Oct 2007)
• Marc Dafydd Evans

  IRN MXE00349

  • [FCA CF] Significant management (since 16 Dec 2024)
• Mark Charles Batten

  IRN MCB01110

  • SMF9 Chair of the Governing Body (since 8 Apr 2021)
  • SMF11 Chair of the Audit Committee (11 Mar 2019 to 31 Dec 2020)
• Michael David McCarthy

  IRN MDM01049

  • CF2 Non Executive Director (1 Dec 2001 to 31 Jan 2007)
• Michael Gordon Winch

  IRN MXW74440

  • SMF18 Other Overall Responsibility (since 28 Jul 2020)
• Michael Scott Horn

  IRN MSH01087

  • CF1 Director (30 Mar 2004 to 22 Mar 2006)
• Neil Robert Kirk

  IRN NXK74448

  • SMF18 Other Overall Responsibility (since 21 Oct 2020)
• Nicholas James Proud

  IRN NJP01075

  • CF1 Director (AR) (since 14 May 2025)
  • SMF7 Group Entity Senior Manager (since 15 May 2024)
  • SMF3 Executive Director (9 Dec 2019 to 18 Jan 2024)
  • SMF1 Chief Executive (10 Dec 2018 to 18 Jan 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 18 Jan 2024)
  • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (30 Dec 2009 to 6 Mar 2016)
  • Responsible for Insurance Mediation (30 Dec 2009 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (30 Dec 2009 to 6 Mar 2016)
  • CF3 Chief Executive (30 Dec 2009 to 6 Mar 2016)
• Patrick Henry O'Sullivan

  IRN PHO01015

  • CF2 Non Executive Director (15 Jul 2002 to 15 Jul 2003)

• Assured Guaranty Credit Protection Ltd (no longer appointed)

  FRN 422521 · Appointed 14 Jan 2005 · Until 17 Mar 2026

No changes recorded yet.