Assured Guaranty UK Limited

• Principal Place of Business

  11th Floor

  6 Bevis Marks

  London

  EC3A 7BA

  UNITED KINGDOM

  Phone

  +442075621900

  Web

  https://www.assuredguaranty.com

• Complaints Contact

  11th Floor

  6 Bevis Marks

  London

  EC3A 7BA

  UNITED KINGDOM

  Phone

  +442075621900

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Investment Advice (no pensions)

  For Commercial, Non-investment insurance contracts

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

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  • · Limited to deals in investments arising directly from the insurance business for which the firm has permission.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Manages Insurance Policies

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For Eligible Counterparty, Professional, Credit, Miscellaneous financial loss, Suretyship

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Spread Bet, Warrant

  Show 2 limitations Hide limitations

  • · Limited to transactions in investments directly arising from the insurance business for which the firm has permission.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Penelope Margaret Shaw

  IRN PMS01186

  • SMF14 Senior Independent Director (since 9 Apr 2024)
  • SMF10 Chair of the Risk Committee (since 18 Oct 2019)
• Philippe Edmund Zoetelief Tromp

  IRN PZT01002

  • CF1 Director (AR) (18 Jan 2005 to 10 Nov 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 10 Nov 2009)
  • CF1 Director (1 Dec 2001 to 10 Nov 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 10 Nov 2009)
  • CF3 Chief Executive (1 Dec 2001 to 10 Nov 2009)
• Philippe Lamy

  IRN PXL01407

  • CF2 Non Executive Director (12 Feb 2007 to 29 Oct 2008)
• Pierre Richard

  IRN PXR01163

  • CF8 Apportionment and Oversight (1 Dec 2001 to 20 Dec 2005)
• Richard George Holzinger

  IRN RGH01060

  • CF1 Director (1 Dec 2001 to 18 Mar 2004)
• Richard Nicholas

  IRN RXN09821

  • SMF24 Chief Operations (since 8 Apr 2024)
  • SMF3 Executive Director (since 26 Mar 2021)
  • SMF2 Chief Finance (since 4 Jun 2019)
• Robert Adam Bailenson

  IRN RAB01424

  • CF1 Director (AR) (since 5 Jun 2025)
  • SMF7 Group Entity Senior Manager (since 13 Aug 2019)
  • SMF2 Chief Finance (10 Dec 2018 to 13 Aug 2019)
  • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
  • CF1 Director (15 Sep 2015 to 6 Mar 2016)
• Robert Bruce Mills

  IRN RBM01035

  • CF1 Director (30 Jul 2009 to 31 Mar 2015)
• Robert Phillips Cochran

  IRN RPC01015

  • CF1 Director (1 Dec 2001 to 1 Jul 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Russell Brown Brewer

  IRN RBB01014

  • CF29 Significant management (1 Nov 2007 to 1 Jul 2009)
  • CF28 Systems and controls (1 Nov 2007 to 1 Jul 2009)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 31 Oct 2007)

• Assured Guaranty Credit Protection Ltd (no longer appointed)

  FRN 422521 · Appointed 14 Jan 2005 · Until 17 Mar 2026

No changes recorded yet.